Monocot Wealth Advisors, LLC (“MWA”) is a registered investment adviser located in Westlake Village, CA. MWA and its representatives are in compliance with the current registration requirements imposed upon registered investment advisers by those states in which MWA maintains clients. MWA may only transact business in those states in which it is registered, or qualifies for an exemption or exclusion from registration requirements. Registration does not imply a certain level of skill or training. MWA’s web site is limited to the dissemination of general information regarding its investment advisory services to United States residents residing in states where providing such information is not prohibited by applicable law. Accordingly, the publication of MWA’s web site on the Internet should not be construed by any consumer and/or prospective client as MWA’s solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet. Furthermore, information on this Internet site should not be construed, in any manner whatsoever, as the receipt of, or a substitute for, personalized individual advice from MWA. Any subsequent, direct communication by MWA with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. For information pertaining to the registration status of MWA, please contact the United States Securities and Exchange Commission on their web site at www.adviserinfo.sec.gov. A copy of MWA’s current written disclosure statement discussing MWA’s business operations, services, and fees is available from MWA upon written request. For additional information regarding any professional designations that are referenced herein, please visit: https://www.finra.org/investors/professional-designations.
MWA does not make any representations as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to MWA’s web site or incorporated herein, and takes no responsibility therefore. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly. ACCESS TO THIS WEB SITE IS PROVIDED FOR INFORMATIONAL PURPOSES ONLY AND WITHOUT ANY WARRANTIES, EXPRESSED OR IMPLIED, REGARDING THE ACCURACY, COMPLETENESS, TIMELINESS, OR RESULTS OBTAINED FROM ANY INFORMATION POSTED ON THIS WEB SITE OR ANY THIRD PARTY WEB SITE LINKED TO THIS WEB SITE.
The Representatives of MWA are also securities licensed by several states with Purshe Kaplan Sterling Investments, Member NASD/SIPC, Headquartered at 80 State St., Albany, NY 12207. Purshe Kaplan Sterling Investments and MWA are not affiliated companies. Investments through PKS are: NOT FDIC INSURED; NOT BANK GUARANTEED; MAY LOSE VALUE, INCLUDING LOSS OF PRINCIPAL; NOT INSURED BY ANY STATE OR FEDERAL AGENCY. What does this mean for me?
You are now leaving the “Monocot Wealth Management Group” Website and will be entering the Charles Schwab & Co., Inc. (“Schwab”) Website. Schwab is a registered broker-dealer, and is not affiliated with “Monocot Wealth Management Group” or any advisor(s) whose name(s) appears on this Website. “Monocot Wealth Management Group” is/are independently owned and operated. Schwab neither endorses nor recommends Monocot Wealth Management Group. Regardless of any referral or recommendation, Schwab does not endorse or recommend the investment strategy of any advisor. Schwab has agreements with “Monocot Wealth Management Group” under which Schwab provides “Monocot Wealth Management Group” with services related to your account. Schwab does not review the “Monocot Wealth Management Group” Website(s), and makes no representation regarding the content of the Website(s). The information contained in the “Monocot Wealth Management Group” Website should not be considered to be either a recommendation by Schwab or a solicitation of any offer to purchase or sell any securities.